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716 Safety Management System Evaluation
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The "Fishbone" Cause-Effect Diagram

Within the context of safety, a cause-effect diagram graphically represents the relationships between accidents or problems and their possible causes.

Fishbone Cause-Effect Diagram

The accident or "problem" is stated in descriptive terms that are observable and measurable. Possible surface and root causes can be expressed in words or data.

A common cause-effect diagram used by safety professionals reminds us of a stylized fish. Reference the diagram. The box represents the head of the fish and the arrows represent the various bones. If the diagram is used to analyze why an accident occurred, the following would apply:

  • The Head. A description of the accident is placed in a box which is considered the head of the fish. The direct cause of the injury describes the harmful transfer of energy that caused the injury. In this example, the description might be, "Hand cut by rotating table saw blade." To get to the causes, start asking "why."
  • The Back Bone. The back bone represents the primary surface causes - the hazardous condition and/or unsafe behavior that culminates in the accident. In this example, an employee's gloved hand got caught by and drawn into a rotating table saw blade. To get to the indirect surface causes, again, ask "why."
  • The Ribs. The bones attached to the backbone represent the many indirect surface causes that fit in the various major categories. These are many unique or individual conditions or behaviors that contributed to the primary surface causes listed in the back bone. There may be many of these indirect surface causes within each major cause category. For instance, in the "management" category, a supervisor may have ignored the unguarded table saw. Again, ask "why" to better understand why the supervisor ignored the hazard.
  • The Small bones. Finally, the smaller bones indicated the deeper root causes - the SMS weaknesses. In this case, the supervisor may have ignored the table saw because he was under enormous pressure to meet the work schedule. There likely be many additional levels of root causes (arrows) causing the stress the supervisor was feeling.

Knowledge Check Choose the best answer for the question.

3-5. In a Fishbone Diagram, the bones or arrows represent _____.